Regulatory Documents
| File Type | Date |
|---|---|
| GuardPath™ Funds Prospectus | Aug 23, 2024 |
| Amendment No.¹ to GuardPath™ Funds Prospectus | Jan 17, 2025 |
| Guardian Capital ETFs and Hybrid Funds Prospectus | Jun 24, 2024 |
| Amendment No.¹ to Guardian Capital ETFs and Hybrid Funds Prospectus | Sept 19, 2024 |
| Amendment No.² to Guardian Capital Mutual Funds & Sustainable Funds Prospectus | Oct 2, 2024 |
| Guardian Capital Mutual Funds & Sustainable Funds Prospectus | Apr 12, 2024 |
| Amendment No.¹ to Guardian Capital Mutual Funds & Sustainable Funds Prospectus | Sept 12, 2024 |
| GuardBonds™ Funds Prospectus | Jan 1, 2024 |
| Guardian i³ Global Dividend Premium Yield Fund Prospectus | Feb 14, 2025 |
| File Type | Date |
|---|---|
| 2021 - PFIC Form 8937 | Dec 31, 2021 |
| 2021 - PFIC Investor Statement | Dec 31, 2021 |
| 2022 - PFIC Form 8937 | Dec 31, 2022 |
| 2022 - PFIC Investor Statement | Dec 31, 2022 |
| 2023 - PFIC Form 8937 | Dec 31, 2023 |
| 2023 - PFIC Investor Statement | Dec 31, 2023 |
| 2021 Distribution Summary - ETFs | Dec 31, 2021 |
| 2021 Distribution Summary - Mutual Funds | Dec 31, 2021 |
| 2022 Distribution Summary - ETFs | Dec 31, 2022 |
| 2022 Distribution Summary - Mutual Funds | Dec 31, 2022 |
| 2023 Distribution Summary - ETFs | Dec 31, 2023 |
| 2023 Distribution Summary - Mutual Funds | Dec 31, 2023 |
| 2024 Distribution Summary with Tax Factors – Mutual Funds | Dec 31, 2024 |
| 2024 Distribution Summary with Tax Factors - ETFs | Dec 31, 2024 |
| 2024 Tax Factor Explainer | Dec 31, 2024 |
Please note that for certain documents provided on this webpage, accessible formats can be made available, free upon request, from Guardian’s Human Resources department.
You may contact us via telephone, e-mail or in writing at:
Human Resources
Guardian Capital Group Limited
Commerce Court West
199 Bay Street, Suite 2700, P.O. Box 201
Toronto, ON M5L 1E8
Phone: 416-364-8341 | 1-800-253-9181
Email: hr@guardiancapital.com
Proxy voting records
Under National Instrument 81-106, mutual funds and ETFs in Canada are required to disclose their annual proxy voting results to investors each year by August 30th, covering the most recent 12-month period ending June 30th of that same year. Guardian Capital Funds and ETFs’ (the “Guardian Funds”) proxy voting results are available using the link below. Here you may review and search the proxy voting results in aggregate or by Fund:
Proxy voting record for the most recent year
Note that selecting the link above will redirect you to the Institutional Shareholder Services website, which is a third-party website outside of the guardiancapital.com website.
Please note that there are no proxy voting results for certain Guardian Fund-of-Funds that invest their assets in other mutual funds or ETFs (the “underlying funds”), some of which may also managed by Guardian Capital LP. The underlying funds will vote the proxies of the securities held directly within their respective portfolios. Also, certain Guardian Funds may invest in securities such as derivatives, cash, money market instruments, bonds, and other similar instruments, where proxy voting may not be applicable due to the nature of such instruments. Typically, only mutual funds and ETFs that are equity funds, or funds that hold some equity securities in their portfolios, hold securities with voting rights. These funds are entitled to exercise the voting rights attached to those equity securities, such as shareholder resolutions for the election of directors, appointment of auditors, executive and director compensation, changes concerning the rights of shareholders, etc.
Proxy voting policy and guidelines
Guardian Capital LP, as the Manager of the Guardian Funds, has adopted written policies and procedures aimed to ensure all votes in respect of securities or other property of the Guardian Funds are made in the best interests of unitholders.
The Proxy Voting policies and procedures, as well as the proxy voting record of each Guardian Fund or ETF, for the most recent 12-month period ended June 30th, are available at no cost to any unitholder, at any time after August 30th of that same year, by contacting Guardian Capital LP using the "Connect With Us" button below.
